MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....
Compliance Officer - AVP (Los Angeles, California):. Our client, a $30B+ alternative asset manager, is seeking a Compliance Officer to join their lean team of 4. This new hire will work closely with the CCO as a true compliance generalist. Opportunity to work with a CCO who is excited to be a mentor...
Demonstrated experience working with auditors and regulators on all compliance related matters; conduct compliance audits, risk assessments, and coordinate regulatory responses as needed. Responsible for the ongoing development, implementation, and refinement of a comprehensive compliance program. A...
A fintech firm located in Orange County, CA who’s looking to bring on board a “Regulatory Compliance Officer” to their team. Monitor and test compliance with all relevant laws, regulations, internal policies, and bank requirements. Oversee vendor management, including initial due diligence review an...
A social services organization in Los Angeles is seeking a Compliance Officer to support their growing team. Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Monitor and assess compliance risk, identify potential areas o...
Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards. Supervise vendor relations, including conducting initial due diligence assessments and monitoring vendor performance to uphold compliance with regulatory standards. Act as the main liaison with our b...
JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of the Banks partnerships with FinTech compa...
Demonstrated experience working with auditors and regulators on all compliance related matters; conduct compliance audits, risk assessments, and coordinate regulatory responses as needed. Responsible for the ongoing development, implementation, and refinement of a comprehensive compliance program. A...
Job Posting: Associate Insurance Compliance Officer (AICO). JC-432329 - Associate Insurance Compliance Officer (AICO). ASSOCIATE INSURANCE COMPLIANCE OFFICER, DEPARTMENT OF INSURANCE. Under direction of a Supervising Insurance Compliance Officer, the incumbent independently investigates, mediates, r...
Looking to make a difference? We at A Bright Future, are looking for a dynamic, organize, and process driven Compliance Officer for our Northbay, Sacramento Eastbay and Los Angeles regions. Our Compliance Officer are responsible for ensuring that all corporate processes and procedures comply with th...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Officer, Contract Compliance & Safety. The Contract, Compliance & Safety Officer at San Jose Conservation Corps + Charter School plays a crucial role in ensuring adherence to contractual obligations and legal requirements. High School Diploma or GED + 6 years of relevant work experience in b...
A social services organization in Los Angeles is seeking a Compliance Officer to support their growing team. Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Monitor and assess compliance risk, identify potential areas o...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Senior Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-...
Fintech firm located in Orange County, CA who’s looking to bring on board a “Regulatory Compliance Officer” to join their team. Monitor and test compliance with all relevant laws, regulations, internal policies, and bank requirements. Oversee vendor management, including initial due diligence review...
The Compliance Officer (CO), Health Facilities Construction (HFC) performs the construction compliance phase of projects and will observe the construction of healthcare facilities as required to ensure work is performed in substantial conformance with the plans and specifications approved by the Dep...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
The Deputy Director of Program Management and Environmental Compliance will report to the Director, Caltrain Design and Construction-Program Management. Responsibilities will include overseeing all levels of environmental compliance for all phases of Caltrain’s capital project development and implem...
Responsible for all aspects of end-to-end operations of security operations; this includes evaluating the security threats, both internal and external, across the IT infrastructure, devising policies and controls in alignment with customers' policies and Gainwell internal security policies, and buil...
Keywords: Administrative Analyst, Business Analyst, Management Analyst, Management Consultant, Program Management Analyst. Healthcare Industry Business Analyst - Catalyst. Stanford Medicine Catalyst is seeking a talented and motivated Business Analyst (Administrative Services Administrator 2) to joi...
A typical day as a Payroll Compliance Analyst might include the following:. Assist team to help determine a client's compliance with collective bargaining agreements that relate to their employee benefits. You are inquisitive and enjoy learning about various client business processes and traveling t...
The Compliance Analyst researches, plans, implements, and monitors a broad portfolio of compliance programs and initiatives to enable organizational compliance with all applicable Federal, state, and local regulations/laws. Supports compliance audits, risk assessments and ongoing compliance monitori...
IRB Coordination Manager (Research Compliance Manager 1). The Research Compliance Office (RCO) is responsible for oversight and management of Stanford’s Administrative (Compliance) Panels and ensures compliance with applicable policies, accreditation standards and external regulations. Compliance Le...
Our client is a healthcare company looking for a Director of Compliance. The ideal candidate will have 8-9 years of experience and will be willing to come in on a hybrid basis 3 days a week. Compliance Pipeline posting instead. ...
We have exclusively partnered with an AM 200 global law firm looking to hire an Employment Associate. You will be exclusively handling Employment law counseling and compliance with a large client pool of Fortune 500 companies. ...